Surface Analysis 2012

This five-day set of short courses on the two major electron spectroscopy techniques, Auger Electron Spectroscopy (AES) and X-ray Photoelectron Spectroscopy (XPS/ESCA) is designed for scientists, engineers, technicians, and students, who would like a detailed understanding of the uses of AES, XPS/ESCA, and Data Processing for surface analysis and depth profiling. The courses can be taken as a 5-day package or individually.

Course Materials

A comprehensive set of notes will be provided for each course participant. You may also order a copy of the 900 page book “Surface Analysis by Auger and X-ray Photoelectron Spectroscopy,” edited by D. Briggs and J.T. Grant, 2003.



Auger Electron Spectroscopy (AES) and Data Processing

Two days: Monday and Tuesday, April 16 and 17, 2012

AES is used to determine the atoms present at a surface, their concentrations, and their lateral and depth distributions. Nano AES involves its application to the analysis of very small regions of a surface, including nano-size particles. Depth profiling of thin films will also be included.

Day 1 Details
Introduction, 0.5 hr.
   Terminology
   Surfaces
   Types of surfaces
The Principles of AES, 2.0 hrs.
   Production of Auger electrons
   Peak labeling
   Ionization cross-sections
   Handbooks
   Books
   Surface sensitivity
   Inelastic mean free path and databases
   Information depth
   Sample handling
Qualitative Analysis, 2.0 hrs.
   Direct and derivative spectra
   Identification of elements including examples using software
   Energy resolution
   Peak widths
   Chemical effects on kinetic energy and lineshapes
   Plasmons
   Cross transitions
   Ion-excited Auger transitions
Quantitative Analysis, 3.0 hrs.
   Auger intensities
   Sensitivity factors
   Detection limit
   Corrections for lineshape changes
   Analyzer transmission
   Electron multiplier effects
   Matrix factors
   Average matrix sensitivity factors
   Backscattering
   Effects of angle of incidence and emission on quantitative analysis
   Standard spectra
   Diffraction effects
   Signal-to-noise
Artifacts, 0.5 hr.
   Ionization loss peaks
   Electron beam damage

Day 2 Details 
Instrumentation, 2.0 hrs.
   Field emission electron source
   Spatial resolution (beam)
   Beam damage
   Cylindrical mirror analyzer (CMA)
   Hemispherical type analyzer (HSA)
   Modes of operations
   Electron detection
   Pulse counting
   Other electron sources
   Other types of analyzers
   Scattering in analyzers
   Vacuum system
   Samples
Imaging and Spatial Resolution, 2.0 hrs.
   Scanning electron microscopy
   Acceptance area of analyzers
   Locating regions of interest
   Corrections for topography and backscattering
   Beam energy
   Spatial resolution (analysis)
   Comparison of analyzers
   Electron energy loss (EELS) imaging
   Ratioed scatter diagrams
   Line scans
   Image registration
Data Acquisition, Processing and Depth Profiling, 2.0 hrs.
   Spectrum subtraction
   Sputtering
   Crater edge profiling
   Angle resolved AES
   Factor analysis
   Linear least squares fitting
   Sample rotation
   Mechanical methods
   Examples of data processing methods to remove peak overlap
   Problems
   Separating different chemical states
   Improving signal-to-noise in sputter depth profiles
Insulating Samples, 1 hr.
   Charge control methods
   Effects on images and spectra,
   Use of low energy ion beam
Applications, 0.8 hr.
   Nano analysis of spheres, particles
   Via holes, insulators
   Sputter depth profiles of nanolayers
Instrument Selection and Summary, 0.2 hr.
   Factors to consider
   General summary


X-ray Photoelectron Spectroscopy (XPS/ESCA) and Data Processing

Three days: Wednesday through Friday, April 18 through 202012

XPS/ESCA is used to determine the atoms present at a surface, their concentrations, and their lateral and depth distributions. Depth profiling of thin films will also be included.



Day 1 Details
Introduction, 0.5 hr.
   Terminology
   Surfaces
   Types of surfaces
The Principles of XPS, 4 hrs.
   Production of photoelectrons
   Peak labeling
   Electronic configuration of atoms
   Binding energies of atoms, molecules and solids
   Kinetic energy
   Spectra
   Auger process
   Valence spectra
   Handbooks
   Books
   Surface sensitivity
   Inelastic mean free path and databases
   Information depth
   Sample handling
   Spin-orbit splitting
   Chemical shift
   Curve fitting using software
   Plasmons
   Multiplet splitting
   Shake-up
   Data processing to measure intensities of p, d and f doublets
Instrumentation, 4.5 hrs.
   Dual anode
   Bremsstrahlung
   Satellites and their removal using software
   Monochromatic source
   Electron energy analyzers
   Spectrum acquisition
   Energy resolution
   Scattering in analyzers
   Electron detectors
   Pulse counting
   Position sensitive detectors
   Small area analysis
   Area location
   Imaging XPS
   Methods for imaging
   Equipment and examples

Day 2 Details
   (Instrumentation, con't.)
   Software to improve information in images
   Energy scale calibration
   Vacuum system
   Samples
Qualitative Analysis, 4.5 hrs.
   Identification of elements including examples using software
   Changing x-ray sources
   Charging and its effect on qualitative analysis
   Interpretation of chemical shift
   Making Auger parameter plots online
   Factors affecting peak widths
   Curve fitting with different lineshapes
   Advanced curve fitting using reference spectra
Quantitative Analysis, 4.5 hrs.
   Sensitivity factors
   Ionization cross section
   Asymmetry parameter
   Magic angle
   Analyzer transmission
   Reference spectra
   Peak intensities
   Background subtraction with examples using software

Day 3 Details
   (Quantitative Analysis, con't.)
   Measuring peak areas
   Using software for quantitative analysis
   Detection limits with examples
Artifacts, 1.0 hr.
   X-ray damage
   Charging and software approaches to improve quantitative analysis of data
   Methods for charge control
   Ghost peaks
Depth Profiling, 4.8 hrs.
   Non-destructive and destructive methods
   Angle resolved XPS with examples using software
   Diffraction
   Elastic scattering
   Thickogram
   Inelastic loss method with examples using software
   Effect of thin overlayers on quantitative analysis
   Sputtering
   Depth calibration
   Examples of data processing methods to
    remove peak overlap problems,
    separate different chemical states, and
    improve signal-to-noise in sputter depth profiles
Instrument Selection and Summary, 0.2 hr.
   Factors to consider
   General summary